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Rule 144 — How Restricted Securities Are Sold

January 13, 2015 by James Johnson Leave a Comment

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This week I guest-authored another article over at CrowdExpert, which you can read here. The article discusses Rule 144, which is one the primary mechanisms by which restricted securities — securities sold in private offering transactions such as Rule 506 are restricted from being resold — are resold, and have enabled the rise of “secondary markets” for the securities of privately-held companies.

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